Gerald Daniel Kroeger

Current Employers

Employment History

• 07/2007 → 11/2020
  Kms Financial Services, Inc.
  Seattle, WA
• 11/2020 → 06/2024
  Securities America, Inc.
  Lake Oswego, OR
• 11/2020 → 06/2024
  Securities America Advisors, Inc.
  Lake Oswego, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lake Oswego, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Lake Oswego, OR

Previous Registrations

• 2020-11-06 → 2024-06-14
  Securities America Advisors, Inc.
  Lake Oswego, OR
• 2007-07-30 → 2020-11-06
  Kms Financial Services, Inc.
  Portland, OR
  Seattle, WA
  Tualatin, OR
  Lake Oswego, OR
  Lake Oswego, OR
  Seattle, WA
• 2002-06-26 → 2003-11-11
  Msi Financial Services, Inc.
  Lake Oswego, OR

Other Businesses

***KROEGER FINANCIAL SERVICES POSITION: 80%owner NATURE: Kroeger Financial Services is an S corp i flow all my business income through. INVESTMENT RELATED: No NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 100 START DATE: 01/01/2009 ADDRESS: 525 3rd St., 241, LAKE OSWEGO OR 97034 DESCRIPTION: Just receives all income. Then pays out salary and dividends to owners and employee's. I am estimating the start date. ***DBA - OnMark Asset Management, LLC ***VARIOUS INS COMPANIES POSITION: Ins Professional NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/1976 ADDRESS: 525 3rd St Ste 241, Lake Oswego OR 97034 DESCRIPTION: I hold licenses for life and annuity products, and I occasionally do business with various companies in that regard.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-06
• S63 Uniform Securities Agent State Law Examination
  1985-05-04

Other Names

• Gerry Kroeger