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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-12 |
| CO | RA | APPROVED | 2009-05-01 |
Branch Locations
260 N Josephine St Ste 200, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Denver | CO | 05/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Denver | CO | 03/2020 | Present |
Business Ownership; Bruno OG LLC; Passive; LLC created to hold inheritance received (mineral rights); 15842 W. 70th Drive, , Arvada, CO, 80007; Not Investment-Related; 05/24/2022; 0 hours per month; 0 during trading hours / KAG Family Legacy, LLC; Owner; Entity established to receive income associated with ownership of mineral rights.; 10154 Severn Lane, , Parker, CO, 80134; Investment-Related; 10/18/2024; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 1998-04-29 |
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