Best Investors
Account
Sign in
Best Investors
Account
Sign in
1600 Highway 6 Suite 340, Sugar Land, TX 77478 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-03-05 |
Branch Locations
9808 Millwood Circle Suite A, Daphne, AL 36527 • United States
1600 Highway 6 Suite 340, Sugar Land, TX 77478 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa | Atlanta | GA | 11/2015 | 09/2019 |
| Tiaa-Cref Individual & Institutional Services, Llc | Atlanta | GA | 11/2015 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dauphin | AL | 09/2019 | 08/2021 |
| Bank Of America, N.A. | Mobile | AL | 10/2019 | 08/2021 |
| Prudential Financial Planning Services | Spanish Fort | AL | 08/2021 | 12/2024 |
| Pruco Securities, Llc. | Spanish Fort | AL | 08/2021 | 12/2024 |
| Rwm Capital, Llc | Daphne | AL | 01/2025 | Present |
(1) 01/06/2025 - Roberts Wealth Management, LLC - Investment Related - 9808 Millwood Circle - Suite A, Daphne, AL 36527; Independent Insurance Agent; Approx. 20 hours/month and during trading hours; Insurance Planning Services; Duties include providing insurance and annuity solutions, and reviewing plans with clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-21 |
Reach out to this advisor