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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
GA RA APPROVED 2019-10-07
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • GA RA
    APPROVED
    Since 2019-10-07

Branch Locations

12640 Crabapple Rd., Ste. 300, Milton, GA 30004 • United States

12640 Crabapple Rd. Ste 300, Milton, GA 30004 • United States

Milton, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fsc Securities Corp Atlanta GA 07/2016 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 Present
Previous Registrations
Other Businesses

1) INDEPENDENT INSURANCE AGENT, 12640 CRABAPPLE RD SUITE 300 MILTON GA, 07/2016, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL, 36 HR/MO 0 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 3) NETTUNO WEALTH, 12640 CRABAPPLE RD SUITE 300 MILTON GA, 02/2020, IAR, DBA, INV REL, 65 HR/MO 65 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-11
S63 Uniform Securities Agent State Law Examination 2006-09-21
  • S66 Uniform Combined State Law Examination
    2009-12-11
  • S63 Uniform Securities Agent State Law Examination
    2006-09-21
Other Names
  • Daniel Bisese
  • Dan Bisese

View on SEC IAPD

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