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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-04 |
| DC | RA | APPROVED | 2021-11-12 |
| NY | RA | APPROVED | 2021-05-07 |
| VA | RA | APPROVED | 2015-07-14 |
| FL | RA | APPROVED | 2013-10-07 |
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
1999 Avenue Of The Stars Ste. 2150, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aetna Financial Services Inc | Hartford | CT | 07/1983 | Present |
| Sanford C. Bernstein & Co., Inc. | New York | NY | 04/1990 | Present |
| Sanford C. Bernstein & Co., Llc | New York | NY | 11/2000 | Present |
Count: 2 1) BusinessName: W2H Design INVESTMENT RELATED: No ADDRESS: 2411 Briarcrest Road Beverly Hills CA 90210 NATURE OF BUSINESS: Interior design POSITION: Interior Designer RELATIONSHIP: 2016-05-03 APPROXIMATE NUMBER HOURS: 8 hours/month, 0 hours during trading hours YOUR DUTIES: Interior design 2) BusinessName: The Hammer Museum INVESTMENT RELATED: No ADDRESS: 10899 Wilshire Blvd NATURE OF BUSINESS: Non-fiduciary board. The committee advises and votes on art work acquisitions. I don't believe that this position requires reporting but am doing so to make sure. No conflicts or business overlap with Bernstein. POSITION: Member, Board of Advisors RELATIONSHIP: 2023-07-01 APPROXIMATE NUMBER HOURS: 5 hours/month, 3 hours during trading hours YOUR DUTIES:
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1990-09-28 |
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