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520 Madison Avenue, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-09-29 |
| IL | RA | APPROVED | 2023-06-02 |
Branch Locations
155 North Wacker Drive, Chicago, IL 60606 • United States
520 Madison Avenue, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jefferies & Company, Inc. | Chicago | IL | 03/2011 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-05 |
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