Paul Rodney Chase

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-06-01

CA RA
APPROVED

Since 2010-06-01

Branch Locations

Monterey, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Corporation	Monterey	CA	05/2010	Present

05/2010 → Present

Lpl Financial Corporation

Monterey, CA

Previous Registrations

2001-03-29 → 2010-06-02

Fsc Securities Corporation

Monterey, CA

Monterey, CA

Monterey, CA

Other Businesses

1. 5/28/10 - DBA - CHASE FINANCIAL SERVICES / FIXED INSURANCE BUSINESS. 2. 11/07/2012: OTHER-PHOTOGRAPHY / I DO PHOTOGRAPHY WORK MORE ARE LESS AS A HOBBY. I NOW HAVE PICTURES THAT SOME PEOPLE WANT TO BUY / TIME SPENT 10% 3. 11/07/2012: OTHER-WRITER / I NOW HAVE WRITTEN A SHORT STORY THAT WILL BE SUBMITTED FOR PUBLICATION AND IF EXCEPTED WILL GENERATE A SMALL REVENUE/ TIME SPENT 5%

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-12-16

S66 Uniform Combined State Law Examination

1999-12-16

Other Names

Rod Chase

View on SEC IAPD