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Arlene Merle Neff

A. Neff Associates LLC

Pittsburgh, PA

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Current Employers
A. Neff Associates Llc

Pittsburgh, PA • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2017-12-04
  • PA RA
    APPROVED
    Since 2017-12-04

Branch Locations

Pittsburgh, PA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
A. Neff Associates Edgewood PA 11/1987 Present
Elish & Elish, Inc. Canonsburg PA 02/2014 11/2017
  • 11/1987 → Present
    A. Neff Associates
    Edgewood, PA
  • 02/2014 → 11/2017
    Elish & Elish, Inc.
    Canonsburg, PA
Previous Registrations
Other Businesses

A. NEFF ASSOCIATES/INVESTMENT RELATED/ADDRESS: 416 MAPLE AVE., EDGEWOOD, PA 15218/ NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISOR AND FINANCIAL PLANNER/ POSITION: PRINCIPAL, SOLE PROPRIETOR/ START DATE OF BUSINESS: 11/17/1987/ APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THE BUSINESS: 25 HOURS/ APPROXIMATE NUMBER OF HOURS PER MONTH DEVOTED TO THE BUSINESS DURING SECURITIES TRADING HOURS: 25 HOURS DUTIES: EVALUATION AND ANALYSIS OF CLIENT'S CURRENT FINANCIAL CONDITION; ASSESSMENT OF CLIENT'S CURRENT AND FUTURE FINANCIAL CONDITION; PRESENTATION OF PROPOSALS TO IMPROVE CLIENT'S CURRENT AND FUTURE FINANCIAL CONDITION; PRESENTATION OF PROPOSALS TO IMPROVE CLIENT'S PROSPECTS TO ADDRESS CURRENT AND FINANCIAL NEEDS AND OBLIGATIONS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-08-30
  • S63 Uniform Securities Agent State Law Examination
    1983-08-30

View on SEC IAPD

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