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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-05-17 |
Branch Locations
911 Hacienda Drive Suite D, Vista, CA 92081 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
911 Hacienda Drive Suite D, Vista, CA 92801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pickering Insurance Services | Vista | CA | 10/1980 | Present |
| Proequities, Inc. | Vista | CA | 06/2003 | 02/2020 |
| Lpl Financial Llc | Vista | CA | 05/2024 | Present |
1) 05/09/2024 - Pickering Insurance Services Inc. - Insurance Agency - President - Selling: Health & Life - Ca. 92081 - Investment related - 80 Hours per month - Start date: 10/01/1980. 2) 05/09/2024 - Pickering Insurance Services, Inc. - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 80 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-01-14 |
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