Peggy Earls Godwin

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2000-05-05

TX RA
APPROVED

Since 2000-05-05

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Houston	TX	05/2000	Present

05/2000 → Present

Ubs Financial Services Inc.

Houston, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1983-08-24

S63 Uniform Securities Agent State Law Examination

1983-08-24

Other Names

Peggy Lea Earls
Peggy L. Godwin