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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-02-17 |
| NY | RA | APPROVED | 2021-06-16 |
| TX | RA | APPROVED | 2020-06-29 |
Branch Locations
One Penn Plaza 43Rd Floor, New York, NY 10119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 07/2015 | 06/2020 |
| Bank Of America, N.A. | New York | NY | 09/2015 | 06/2020 |
| Morgan Stanley Smith Barney Llc | New York | NY | 06/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 07/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-22 |
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