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John Patrick Cawley

Wells Fargo Clearing Services, LLC

Atlanta, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-08-04
GA RA APPROVED 2003-07-01
  • TX RA
    APPROVED
    Since 2014-08-04
  • GA RA
    APPROVED
    Since 2003-07-01

Branch Locations

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
Previous Registrations
  • 2003-04-23 → 2003-07-01
    Prudential Equity Group, Llc
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-12-03
S63 Uniform Securities Agent State Law Examination 1983-08-29
  • S65 Uniform Investment Adviser Law Examination
    1992-12-03
  • S63 Uniform Securities Agent State Law Examination
    1983-08-29

View on SEC IAPD

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Other Offices

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BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
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