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11400 Se 8Th Av Se Suite 460, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2026-01-02 |
Branch Locations
11400 Se 8Th Av Se Suite 460, Bellevue, WA 98004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dick Harsin | Lynnwood | WA | 08/1996 | Present |
| Commonwealth Financial Network | San Diego | CA | 06/2014 | Present |
| Harsin Wealth | Lynnwood | WA | 01/2018 | Present |
1. Owner, Harsin Wealth, operating company established to facilitate securities business; as of 01/01/2000; Conducted at branch; Investment related. 2. Fixed insurance sales, as of 11/01/2016, 10% of time spent during business hours; Conducted at branch; Investment related. 3. Co-Owner, Harsin Tax Planning, Inc., private entity established to facilitate tax preparation services; Located at 7231 196th Street Southwest, Lynnwood, WA 98036, As of 10/01/19; 10% time spent during regular business hours; Not conducted at branch; Not investment related. 4. Tax Preparer, Harsin Tax Planning, Inc. doing business as 'Harsin Advanced Tax Planning Strategies', offering tax preparation services; Located at 7231 196th Street Southwest, Lynnwood, WA 98036, As of 10/01/19; 10% time spent during regular business hours; Not conducted at branch; Not investment related. 5. Divorce Planner, Harsin Insurance Agency, Inc. DBA Emerald City Divorce Solutions, Located at 7231 196th Street Southwest, Suite B, Lynnwood WA 98036; as of 12/2017; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Not Investment related. 6. Owner of commercial rental property located in Linwood, WA; as of 04/2004, 0% of time spent during business hours, Not conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-24 |
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