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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2021-08-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| St. Cecilia Church | Hastings | NE | 01/2011 | 12/2018 |
| Ajt Llc | Hastings | NE | 08/2015 | 08/2017 |
| Tre Enterprises, Inc | Hastings | NE | 08/2015 | 08/2017 |
| Signator Investors, Inc. | Nashville | TN | 05/2016 | 11/2018 |
| Royal Alliance Associates, Inc. | Hastings | NE | 11/2018 | 07/2021 |
| Lpl Financial Llc | Hastings | NE | 07/2021 | Present |
| Heartland Bank | Hastings | NE | 07/2021 | Present |
1)07/13/2021 - Sandstone Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2021 2)07/13/2021 - Non-Variable Insurance - Agent - Inv Rel - At Reported Business Location(s) - Start: 07/2021 3)07/13/2021 - Nuckolls County Farm - Business Owner - have hay and alfalfa harvested once a year, the balance, the crop is used for a deer food plot - non-inv rel - Hastings, NE - Start: 08/2000 - 5 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-03-25 |
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