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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-05-03 |
| VA | RA | APPROVED | 2024-05-03 |
Branch Locations
9020 Stony Point Pkwy Suite 385, Richmond , VA 23235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Richmond | VA | 05/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Richmond | VA | 05/2024 | Present |
RENTAL PROPERTY; INV. RELATED; ISLE OF PALMS,SC; 100% OWNERSHIP; START DATE 11/30/2023; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. CASTLEBRIDGE LLC, NOT INV RELATED, MIDLOTHIAN, VA, 100% OWNERSHIP, START DATE: 8/28/23, 4 HR PER MONTH, 0 HRS DURING TRADING, FINET; SAGE WEALTH ADVISORS LLC, INV RELATED, RICHMOND, VA, 16.67% OWNERSHIP, START 12/8/23, 160 HRS PER MONTH, 0 HRS DURING TRADING, FINET; SEAGROVE COMMUNITY HOA; NOT INV. RELATED; ISLE OF PALMS, SC; VICE-PRESIDENT; HOA; START DATE 1/12/2024; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTENDING MEETINGS, WORKING WITH OTHER BOARD MEMBERS AND PROPERTY MANAGER IN PLANNING, MANAGING AND MAINTAINING THE GROUNDS. ANSWERING QUESTING AND CONCERNS OF COMMUNITY OWNERS AND PARTICIPATING IN CALLS REVOLVED AROUND MAINTENANCE, PROJECTS AND CONCERNS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-03-11 |
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