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Bovey, MN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2018-06-19 |
| MN | RA | APPROVED | 2018-06-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vsr Financial Services, Inc. | Des Moines | IA | 01/1996 | 09/2016 |
| Vsr Advisory Services | Overland Park | KS | 08/2007 | 09/2016 |
| The Retirement Planning Center | Bovey | MN | 01/1996 | Present |
| Summit Brokerage Services, Inc. | Marshalltown | IA | 09/2016 | 10/2017 |
| Summit Financial Group Inc | Marshalltown | IA | 09/2016 | 10/2017 |
| Crown Capital Securities, Lp | Orange | CA | 10/2017 | 04/2024 |
| The Retirement Planning Center | Bovey | MN | 04/2018 | Present |
| Lpl Financial Llc | Bovey | MN | 04/2024 | Present |
(1) 04/17/2024 - The Retirement Planning Center - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 06/01/2018 - 160 Hours Per Month/ 8 Hours During Trading (2) 04/24/2024 - The Retirement Planning Center - Registered Investment Advisor - Advisor - Investment Related - At Reported Business Location(s) - Start Date 06/01/2018 - 20 Hours Per Month/ During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its service6s at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-01 |
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