Timothy Edward Flatley

Current Employers

Employment History

• 01/1995 → 10/2017
  Ifg Russell Advisors Inc.
  Berwyn, PA
• 02/2000 → Present
  Sterling Investment Advisors Ltd.
  Berwyn, PA
• 04/2011 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 1995-01-03 → 2017-10-10
  Ifg Russell Advisors Inc
  Berwyn , PA
• 1992-09-25 → 2006-11-16
  American Financial Management Group, Ltd.
  Berwyn , PA

Other Businesses

(1) INDEPENDENT INSURANCE AGENT FOR INDEPENDENT INSURANCE COMPANIES; 1055 WESTLAKES DRIVE, BERWYN, PA 19312; START DATE 1995; INVESTMENT RELATED; 1 HR/WEEK (2) STERLING INVESTMENT ADVISORS, LTD.; INVESTMENT RELATED; RIA; PRESIDENT; 1055 WESTLAKES DRIVE, BERWYN, PA 19312; PROVIDE INVESTMENT ADVISING AND FINANCIAL PLANNING; 20 HRS/WEEK ALL DURING SECURITIES HRS. (3) PKS FINANCIAL SERVICES; INVESTMENT RELATED 80 STATE ST, ALBANY, NY 12207; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 4/1/11 (4) ROBIN HOOD VENTURES; BERWYN, PA; MEMBER; START DATE 2000; 0 HRS/MONTH DURING SECURITIES HRS; ANGEL INVESTING, NO ADVICE GIVEN TO CLIENTS ON THESE FUNDS. (5) UNIRES; PASSIVE INVESTMENT; PRIVATE COMPANY; START DATE: 9/19/11 (6) WIZEHIVE; PASSIVE INVESTMENT; PRIVATE EQUITY; START DATE: 7/15/12 (7) DREAMIT FUND II, PASSIVE INVESTMENTS PRIVATE EQUITY, 11/07/2012 (8) RITTENHOUSE VENTURES; OPI; PRIVATE ENTITY; STARTED 1/2015; (9) BROAD STREET ANGELS; INVESTMENT RELATED; 140 SOUTH BROAD ST PHILADELPHIA , PA 19102; LOOSELY ORGANIZED GROUP OF ANGEL INVESTORS; MEMBER; 6-8 HOURS/MONTH; 2-3 HOURS DURING SECURITIES HOURS; WILL MAKE PERIODIC INVESTMENTS IN EARLY STAGE COMPANIES. THESE INVESTMENTS WILL NOT BE OFFERED TO CLIENTS. DOES NOT RECEIVE ANY COMPENSATION FROM THE ORGANIZATION. (10) FLATSEAS PARTNERS, LLC. INVESTMENT RELATED. 461 LANTERN LANE, BERWYN, PA 19312. ENTITY TO HOLD PASSIVE INVESTMENTS. MEMBER. 11/2021. 4 HRS/MO; ALL DURING TRADING HOURS. MAKE INVESTMENTS FOR MY OWN PURPOSE. NO CLIENTS WILL BE INVOLVED. (11) CHARGEITSPOT; NOT INVESTMENT-RELATED; 111 S. INDEPENDENCE MALL EAST, SUITE 920, PHILADELPHIA, PA 19106; TELEPHONE CHARGING; BOARD OBSERVER; APPROXIMATELY 1 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS; OBSERVE INFREQUENT BOARD MEETINGS. (12) BACK BAY PARTNERS, LLC; NOT INVESTMENT-RELATED; 590 24TH ST AVALON NJ; REAL ESTATE; OWNER; NO CLIENT INVOLVEMENT.; APPROXIMATELY 2 HOURS PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS; MANAGE LLC. (13) TUMBLEWEED PARTNERS LLC; NOT INVESTMENT-RELATED; BOZEMAN, MT; REAL ESTATE; MANAGING MEMBER; STARTED 02/2025; APPROXIMATETLY 2 HOURS PER MONTH, ZERO HOURS DURING SECURITIES TRADING HOURS; MAGEMENT DUTIES RELATED TO RENTAL PROPERTY. (14) Birdie Partners LLC. Investment Related. 461 Lantern Lane Berwyn, PA 19312. Family Investment LLC. Managing Member. 06/2025. Hrs/month 1 with 0 during trading hours. Investing in private equity for my family. No clients are involved. I do not receive any compensation.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-08-03
• S63 Uniform Securities Agent State Law Examination
  1983-09-07

Designations

Other Names

• Tim Flatley