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Steven Jay Schiavo

LPl Enterprise, LLC

Fort Lauderdale, FL

Vineland, NJ

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-01-24
NJ RA APPROVED 2024-11-14
  • FL RA
    APPROVED
    Since 2025-01-24
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

Fort Lauderdale, FL • United States

2486 East Chestnut Avenue, Vineland, NJ 08361 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Vineland NJ 03/1982 Present
Pruco Securities, Llc. Vineland NJ 03/1982 11/2024
Lpl Enterprise, Llc Vineland NJ 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-27
S66 Uniform Combined State Law Examination 1999-12-18
  • S65 Uniform Investment Adviser Law Examination
    2014-07-27
  • S66 Uniform Combined State Law Examination
    1999-12-18

View on SEC IAPD

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