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111 Pine Street Suite #1700, San Francisco, CA 94111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-10-27 |
Branch Locations
433 California Street 11Th Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legato Capital Management Llc | San Francisco | CA | 03/2004 | Present |
| Alps Distributors, Inc. | San Francisco | CA | 09/2005 | Present |
MR. HYMES IS A DIRECTOR ON THE BOARD OF MONTGOMERY STREET INCOME SECURITIES, INC. LOCATED AT 101 CALIFORNIA STREET, SUITE 4500, SAN FRANCISCO, CA 94104. THE FIRM IS A CLOSED-END DIVERSIFIED INVESTMENT COMPANY TRADING ON THE NYSE. MR. HYMES JOINED THE BOARD ON JULY 14, 2005 AND SPENDS APPROXIMATELY 4 HOURS PER MONTH ON BOARD ACTIVITIES. HE RECEIVES AN ANNUAL COMPENSATION OF $15,000 FOR HIS SERVICE ON THE BOARD.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1983-10-12 |
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