Richard Victor Uva

Ubs Financial Services Inc.

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Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2022-02-23

CT RA
APPROVED

Since 2022-02-23

Branch Locations

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services	Boston	MA	12/2021	Present
Unemployed	Stamford	CT	12/2008	12/2021

12/2021 → Present

Ubs Financial Services

Boston, MA
12/2008 → 12/2021

Unemployed

Stamford, CT

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-23
S63	Uniform Securities Agent State Law Examination	1990-10-03

S66 Uniform Combined State Law Examination

2022-02-23
S63 Uniform Securities Agent State Law Examination

1990-10-03

View on SEC IAPD

Other Firms

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LONGWOOD MANAGEMENT LLC

ADVENT INTERNATIONAL, L.P.

NEW HERITAGE CAPITAL, LLC

WUXI HEALTHCARE VENTURES MANAGEMENT US LLC

NEWPATH MANAGEMENT, L.P.

Other Investors

JOSHUA WEBSTER JONES

STEPHEN ELLSWORTH JOHNSON

CHRISTOPHER MICHAEL HAGAN

ALDEN Wakefield WITMAN

JEFFREY ABRAHAM BESHANSKY

Holly A Dumlupinar

Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA

BAYPINE HOLDINGS LP · BOSTON, MA

GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

LONGWOOD MANAGEMENT LLC · BOSTON, MA

ADVENT INTERNATIONAL, L.P. · BOSTON, MA

NEW HERITAGE CAPITAL, LLC · BOSTON, MA

WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA

NEWPATH MANAGEMENT, L.P. · BOSTON, MA

More in Boston, MA

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