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Arthur James Frohner

Morgan Stanley

Berwyn, PA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-01-13
TX RA APPROVED 2023-01-13
  • PA RA
    APPROVED
    Since 2023-01-13
  • TX RA
    APPROVED
    Since 2023-01-13

Branch Locations

899 Cassatt Road Suite 100, Berwyn, PA 19312 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Philadelphia PA 06/1983 01/2023
Bank Of America, N.A. Wayne PA 06/2011 01/2023
Morgan Stanley Smith Barney Llc Berwyn PA 01/2023 Present
Morgan Stanley Private Bank, N.A New York NY 02/2023 Present
  • 06/1983 → 01/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Philadelphia, PA
  • 06/2011 → 01/2023
    Bank Of America, N.A.
    Wayne, PA
  • 01/2023 → Present
    Morgan Stanley Smith Barney Llc
    Berwyn, PA
  • 02/2023 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-09-07
  • S63 Uniform Securities Agent State Law Examination
    1983-09-07
Other Names
  • Arthur Frohner
  • Jim Frohner

View on SEC IAPD

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