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Michael Douglas Denti

Summit Financial, LLC

Highlands, NC

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Current Employers
Summit Financial, Llc

4 Campus Drive, Parsippany, NJ 07054 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-04-05
  • NC RA
    APPROVED
    Since 2023-04-05

Branch Locations

Highlands, NC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Columbus OH 06/1983 03/2021
Bank Of America, Na Columbus OH 12/2009 03/2021
Unemployed Highlands OH 03/2021 03/2023
Summit Financial, Llc Parsippany NJ 03/2023 Present
Previous Registrations
Other Businesses

Offers Insurance As A Broker Or Agent Through Numerous Insurance Companies. Some Sales Are Through SRM, An Affiliated Company Which is Licensed To Sell Various Insurance Products. Mr. Denti Earns Both Cash and Non-Cash Compensation Based On Sales of These Products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-08-02
S63 Uniform Securities Agent State Law Examination 1983-09-07
  • S65 Uniform Investment Adviser Law Examination
    1994-08-02
  • S63 Uniform Securities Agent State Law Examination
    1983-09-07
Other Names
  • Michael Denti

View on SEC IAPD

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