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Katherine Ramirez

Empower Advisory Group, LLC

Omaha, NE

Greenwood Village, CO

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Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-01
  • NE RA
    APPROVED
    Since 2023-08-01

Branch Locations

Omaha, NE • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 10/2011 07/2019
Bank Of America, N.A. Chandler AZ 12/2011 07/2019
Bank Of The West Tempe AZ 07/2019 01/2021
Bancwest Investment Services, Inc. Tempe AZ 07/2019 01/2021
Bancwest Investment Services, Inc Omaha NE 08/2021 04/2022
Unemployed Omaha NE 02/2021 07/2021
Applied Underwriters Omaha NE 04/2022 11/2022
Empower Denver CO 12/2022 Present
  • 10/2011 → 07/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 12/2011 → 07/2019
    Bank Of America, N.A.
    Chandler, AZ
  • 07/2019 → 01/2021
    Bank Of The West
    Tempe, AZ
  • 07/2019 → 01/2021
    Bancwest Investment Services, Inc.
    Tempe, AZ
  • 08/2021 → 04/2022
    Bancwest Investment Services, Inc
    Omaha, NE
  • 02/2021 → 07/2021
    Unemployed
    Omaha, NE
  • 04/2022 → 11/2022
    Applied Underwriters
    Omaha, NE
  • 12/2022 → Present
    Empower
    Denver, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-13
S63 Uniform Securities Agent State Law Examination 2006-11-17
  • S66 Uniform Combined State Law Examination
    2007-09-13
  • S63 Uniform Securities Agent State Law Examination
    2006-11-17
Other Names
  • Katherine A Cooley
  • Kathy Cooley
  • Katherine Alison Parker
  • Katherine Alison Ramirez
  • Katherine Alison Cooley
  • Katherine Alison Cooley
  • Katherine Alison Parker
  • Katherine Alison Ramirez

View on SEC IAPD

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