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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-29
VA RA APPROVED 2015-02-25
  • TX RA
    APPROVED
    Since 2017-03-29
  • VA RA
    APPROVED
    Since 2015-02-25

Branch Locations

8010 Towers Crescent Drive 4Th Floor, Vienna, VA 22182 • United States

Arlington, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Washington DC 03/2009 Present
City National Bank Mclean VA 05/2019 Present
  • 03/2009 → Present
    Rbc Capital Markets Corporation
    Washington, DC
  • 05/2019 → Present
    City National Bank
    Mclean, VA
Previous Registrations
  • 2007-04-11 → 2009-03-13
    Ferris, Baker Watts, Llc
    Washington, DC
  • 1996-09-27 → 2007-04-10
    Johnston Lemon Asset Management Inc
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-07-19
S63 Uniform Securities Agent State Law Examination 1983-07-27
  • S65 Uniform Investment Adviser Law Examination
    1996-07-19
  • S63 Uniform Securities Agent State Law Examination
    1983-07-27
Designations
Other Names
  • Susanne Nolan

View on SEC IAPD

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