Patricia E Howe

Current Employers

Howe Financial Advisory, Llc

Seattle, WA • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2013-02-08

WA RA
APPROVED

Since 2013-02-08

Branch Locations

Seattle, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Howe Financial Advisory, Llc	Seattle	WA	09/2012	Present

09/2012 → Present

Howe Financial Advisory, Llc

Seattle, WA

Previous Registrations

2009-06-01 → 2012-10-18

Morgan Stanley

Seattle, WA
2008-11-21 → 2009-06-01

Morgan Stanley & Co. Llc

Seattle, WA
2006-10-23 → 2008-10-31

Patricia E. Howe, Registered Investment Advisor, Llc

Seattle, WA
2004-02-09 → 2006-07-07

Lesa Sroufe & Company, Inc.

Seattle, WA

Other Businesses

CBH BUSINESS IS INVESTMENT RELATED (VACATION RENTAL). ADDRESS IS 5825 OBERLIN AVE NE SEATTLE, WA 98105. JOINT OWNER OF BUSINESS PROPERTY. START DATE 1997. 0 HOURS PER MONTH DEVOTED TO BUSINESS DURING SECURITIES TRADING HOURS. NO DUTIES. HUSBAND IS THE ACTIVE PARTNER.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-01-13
S63	Uniform Securities Agent State Law Examination	1983-07-28

S66 Uniform Combined State Law Examination

2009-01-13
S63 Uniform Securities Agent State Law Examination

1983-07-28

Designations

Other Names

Trish Howe
Patricia Ann Howe
Patricia Ann Emerson
Patricia Emerson Howe
Patricia Emerson Howe

View on SEC IAPD