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163 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Bank Usa, N.A. | New York | NY | 08/2010 | 03/2023 |
| Hsbc Securities (Usa) Inc. | New York | NY | 11/2020 | 03/2023 |
| Beacon Investment Advisory Services, Inc. | Morristown | NJ | 05/2023 | Present |
NBD Fitness 901 Mountain Avenue Springfield, NJ 07081 NBD is a fitness club for which I am a partner. It is non-investment related. The role is non-operating, and the time commitment is about 1 hour per month, and does not conflict with my work responsibilities, during which i am provided updates. The start date was Q1 2021.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-10 |
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