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Scottsdale, AZ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-10-20 |
| CO | RA | APPROVED | 2025-10-20 |
Branch Locations
7633 N Via De La Siesta, Scottsdale, AZ 85258 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Scottsdale | AZ | 02/2014 | 10/2025 |
| Xcelsior Advisor Partners Llc Dba Eagle Rock Wealth Mgmt | Scottsdale | AZ | 10/2025 | Present |
| The Leaders Group Dba Simplicity Investments | Summit | NJ | 10/2025 | Present |
1.) EAGLE ROCK WEALTH MGMT - 10/17/25 - 14624 N Scottsdale Road, Suite 195, Scottsdale, AZ 85254 - Partner/Wealth Advisor, Developing financial plans & executing strategies, Invt Rel, Wealth Management business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) SIMPLICITY - 10/17/25 - 14624 N Scottsdale Road, Suite 195, Scottsdale, AZ 85254 - Advisor, Executing financial plans, Invt Rel, Insurance business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-29 |
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