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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-05 |
| CO | RA | APPROVED | 2025-06-05 |
| VA | RA | APPROVED | 2025-06-05 |
Branch Locations
400 Continental Blvd 6Th Flr Ste 6072, El Segundo, CA 90245 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western International Securities, Inc. | Pasadena | CA | 05/2008 | 06/2025 |
| Lpl Financial Llc | El Segundo | CA | 06/2025 | Present |
1. 6/5/2025: Robert B Johnston Investments Inc.; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 6/10/2022; 160hrs/mo. during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-02-26 |
| S63 | Uniform Securities Agent State Law Examination | 1987-03-13 |
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