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Searcy, AR • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2017-06-27 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kernodle & Katon Tax And Asset Management Group | Searcy | AR | 06/2015 | 06/2017 |
| Ems, Inc. D/B/A Apex Wealth Management | Searcy | AR | 06/2017 | Present |
| Harding University | Searcy | AR | 08/2005 | 12/2025 |
| Ems, Inc. | Searcy | AR | 01/2004 | Present |
Name of the other business - Southwind LLC, whether the business is investment-related - No, address of the other business - 1210 Race Ave, Searcy, Ar 72143, the nature of the other business, your position, title, or relationship with the other business - single family land development with an ownership interest in the business, start date of your relationship - August of 2006, approximate number of hours/month you devote to the other business - 0 hours - We have a project manager, number of hours you devote to the other business during securities trading hours - 0 Hours, and briefly describe your duties relating to the other business - No duties Name of the other business - MSL Holdco, LLC, whether the business is investment-related - No, address of the other business - 11300 Cantrell Rd. Suite 201, Little Rock , Ar 72212, the nature of the other business, your position, title, or relationship with the other business - company owns an office building, ownership interest in the business, the start date of your relationship - began in 2000, the approximate number of hours/month you devote to the other business- We also use a property manager for this project, so I do not spend any time working on it. the number of hours you devote to the other business during securities trading hours - We also use a property manager for this project, so I, do not spend any time working on it, and briefly describe your duties relating to the other business - Ownership interest
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-07-29 |
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