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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
1280 Civic Drive 211, Walnut Creek, CA 94596 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Lamusga Co Ins. Srv. Inc | Walnut Creek | CA | 08/1977 | Present |
| Executive Financial Services, Inc. | Walnut Creek | CA | 08/1978 | Present |
| Securian Financial Services, Inc. | St. Paul | MN | 06/1989 | 08/2023 |
| Martin Fixed Insurance | Dallas | TX | 01/2023 | Present |
| Cetera Wealth Services, Llc | Walnut Creek | CA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| The Lamusga Co. Inc. | Walnut Creek | CA | 12/1981 | Present |
1) COLLABORATIVE PRACTICE OF EAST BAY POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: , Walnut Creek CA , United States DESCRIPTION: Director 2) FALLEN HEROES POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2012 ADDRESS: , Walnut Creek CA , United States DESCRIPTION: Member 3) MEDICAL INSURANCE - TERM INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: , Walnut Creek CA , United States DESCRIPTION: Agent/Broker 4) NATIONAL ASSOCIATION OF THE REMODELING INDUSTRY POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: , Walnut Creek CA , United States DESCRIPTION: Member 5) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: , Martinez CA , United States DESCRIPTION: Owner 6) MARTIN FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: 3030 Lyndon B Johnson Freeway, Suite 1450, Dallas TX 75234, United States DESCRIPTION: Fixed Insurance sales 7) NAME OF OTHER BUSINESS: WALNUT CREEK CHAMBER OF COMMERCE FOUNDATION BOARD; INVESTMENT RELATED: NO; ADDRESS: 1280 CIVIC DRIVE#100 WALNUT CREEK, CA 94596; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO OVERSEE THE WALNUT CREEK CHAMBER AND CHAMBER BOARD; 8) NAME OF OTHER BUSINESS: THE LAMUSGA CO. INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERIVCES; START DATE: 12/1981; POSITION/TITLE/RELATIONSHIP: CEO/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9) NAME OF OTHER BUSINESS: THE LAMUSGA CO INSURANCE SERVICES, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERIVCES; START DATE: 12/1981; POSITION/TITLE/RELATIONSHIP: CEO/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SELL GROUP BENEFITS, MEDICAL, DENTAL, VISION AND LIFE INSURANCE SERVICES; 10) NAME OF OTHER BUSINESS: MARTIN FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: 3030 LBJ FREEWAY SUITE 1450 DALLAS,TX 75234; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-06 |
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