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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • CA RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

1280 Civic Drive 211, Walnut Creek, CA 94596 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The Lamusga Co Ins. Srv. Inc Walnut Creek CA 08/1977 Present
Executive Financial Services, Inc. Walnut Creek CA 08/1978 Present
Securian Financial Services, Inc. St. Paul MN 06/1989 08/2023
Martin Fixed Insurance Dallas TX 01/2023 Present
Cetera Wealth Services, Llc Walnut Creek CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
The Lamusga Co. Inc. Walnut Creek CA 12/1981 Present
  • 08/1977 → Present
    The Lamusga Co Ins. Srv. Inc
    Walnut Creek, CA
  • 08/1978 → Present
    Executive Financial Services, Inc.
    Walnut Creek, CA
  • 06/1989 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 01/2023 → Present
    Martin Fixed Insurance
    Dallas, TX
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Walnut Creek, CA
  • 08/2023 → Present
    Schaumburg, IL
  • 12/1981 → Present
    The Lamusga Co. Inc.
    Walnut Creek, CA
Previous Registrations
  • 2005-06-24 → 2023-08-10
    Securian Financial Services, Inc.
    Walnut Creek, CA
    San Mateo, CA
    San Ramon, CA
    San Ramon, CA
    Dallas, TX
    St. Paul, MN
Other Businesses

1) COLLABORATIVE PRACTICE OF EAST BAY POSITION: Director NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2013 ADDRESS: , Walnut Creek CA , United States DESCRIPTION: Director 2) FALLEN HEROES POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2012 ADDRESS: , Walnut Creek CA , United States DESCRIPTION: Member 3) MEDICAL INSURANCE - TERM INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1998 ADDRESS: , Walnut Creek CA , United States DESCRIPTION: Agent/Broker 4) NATIONAL ASSOCIATION OF THE REMODELING INDUSTRY POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2013 ADDRESS: , Walnut Creek CA , United States DESCRIPTION: Member 5) RENTAL PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: , Martinez CA , United States DESCRIPTION: Owner 6) MARTIN FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2023 ADDRESS: 3030 Lyndon B Johnson Freeway, Suite 1450, Dallas TX 75234, United States DESCRIPTION: Fixed Insurance sales 7) NAME OF OTHER BUSINESS: WALNUT CREEK CHAMBER OF COMMERCE FOUNDATION BOARD; INVESTMENT RELATED: NO; ADDRESS: 1280 CIVIC DRIVE#100 WALNUT CREEK, CA 94596; NATURE OF BUSINESS: NON PROFIT; START DATE: 03/2025; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: TO OVERSEE THE WALNUT CREEK CHAMBER AND CHAMBER BOARD; 8) NAME OF OTHER BUSINESS: THE LAMUSGA CO. INC.; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERIVCES; START DATE: 12/1981; POSITION/TITLE/RELATIONSHIP: CEO/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 9) NAME OF OTHER BUSINESS: THE LAMUSGA CO INSURANCE SERVICES, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERIVCES; START DATE: 12/1981; POSITION/TITLE/RELATIONSHIP: CEO/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: SELL GROUP BENEFITS, MEDICAL, DENTAL, VISION AND LIFE INSURANCE SERVICES; 10) NAME OF OTHER BUSINESS: MARTIN FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: 3030 LBJ FREEWAY SUITE 1450 DALLAS,TX 75234; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 05/2025; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-29
S63 Uniform Securities Agent State Law Examination 1990-11-06
  • S65 Uniform Investment Adviser Law Examination
    1999-06-29
  • S63 Uniform Securities Agent State Law Examination
    1990-11-06
Designations

View on SEC IAPD

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