Best Investors Account Sign in

Caroline Kahn

Morgan Stanley

Bedford Hills, NY

Purchase, NY

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-02-24
NJ RA APPROVED 2017-05-22
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-02-24
  • NJ RA
    APPROVED
    Since 2017-05-22

Branch Locations

Bedford Hills, NY • United States

2000 Westchester Ave (Home Office), Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc New York NY 11/2013 01/2017
Ellen Singer New York NY 12/2008 01/2017
Ryan J Bass New York NY 02/2009 01/2017
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 01/2017
Morgan Stanley Purchase NY 03/2017 Present
  • 11/2013 → 01/2017
    Northwestern Mutual Investment Services, Llc
    New York, NY
  • 12/2008 → 01/2017
    Ellen Singer
    New York, NY
  • 02/2009 → 01/2017
    Ryan J Bass
    New York, NY
  • 01/2016 → 01/2017
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2017 → Present
    Morgan Stanley
    Purchase, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-11
  • S66 Uniform Combined State Law Examination
    2014-04-11
Other Names
  • Caroline Teresa Keating
  • Caroline Keating

View on SEC IAPD

More in Bedford Hills, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor