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Dennis Michael Harrison

Wells Fargo Clearing Services, LLC

Atlanta, GA

Atlanta, GA

Cumming, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-03-09
GA RA APPROVED 2014-05-19
  • TX RA
    APPROVED
    Since 2015-03-09
  • GA RA
    APPROVED
    Since 2014-05-19

Branch Locations

6300 Roswell Rd Ne [Sandy Springs], Atlanta, GA 30328 • United States

2204 Peachtree Rd Nw [Peachtree Biscayne], Atlanta, GA 30309 • United States

106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Atlanta GA 05/2014 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-04-04
S63 Uniform Securities Agent State Law Examination 1996-02-26
  • S65 Uniform Investment Adviser Law Examination
    1998-04-04
  • S63 Uniform Securities Agent State Law Examination
    1996-02-26
Other Names
  • Mike Harrison
  • Dennis Michael Harrison
  • Dennis M Harrison
  • D Michael Harrison

View on SEC IAPD

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