Michael Bernard Otoole

Current Employers

Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2015-08-11

FL RA
APPROVED

Since 2015-08-11

Branch Locations

3801 Pga Blvd Suite 600, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Nbc Securities, Inc.	Palm Beach Gardens	FL	08/2015	Present

08/2015 → Present

Nbc Securities, Inc.

Palm Beach Gardens, FL

Previous Registrations

2014-10-20 → 2015-08-03

Jhs Capital Advisors, Llc

Palm Beach Gardens, FL

Tampa, FL
2009-10-09 → 2014-10-16

Rbc Capital Markets, Llc

West Palm Beach, FL
2003-06-18 → 2009-10-09

J. B. Hanauer & Co.

West Palm Beach, FL

West Palm Beach, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-08-19
S63	Uniform Securities Agent State Law Examination	1984-01-16

S65 Uniform Investment Adviser Law Examination

2002-08-19
S63 Uniform Securities Agent State Law Examination

1984-01-16