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Douglas George Conklin

Hightower Advisors, LLC

Folsom, CA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-19
  • CA RA
    APPROVED
    Since 2026-01-19

Branch Locations

157 Parkshore Drive, Folsom, CA 95630 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hightower Securities, Llc Folsom CA 12/2014 Present
Hightower Advisors, Llc Folsom CA 12/2014 Present
Previous Registrations
Other Businesses

DGC 10, LLC - ADMINISTRATIVE SERVICES COMPANY RELATED TO RIA PRACTICE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-19
S63 Uniform Securities Agent State Law Examination 1983-08-17
  • S65 Uniform Investment Adviser Law Examination
    2007-11-19
  • S63 Uniform Securities Agent State Law Examination
    1983-08-17

View on SEC IAPD

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Other Offices

U.S. BANCORP ADVISORS, LLC · Folsom, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FOLSOM, CA
J.P. MORGAN SECURITIES LLC · FOLSOM, CA
MONETA VENTURES, LLC · FOLSOM, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Folsom, CA
LPL FINANCIAL LLC · FOLSOM, CA
LPL FINANCIAL LLC · FOLSOM, CA
WELLS FARGO CLEARING SERVICES, LLC · FOLSOM, CA

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