Anthony Gerrard Giordano

Current Employers

Quint Capital Corporation

230 Park Ave - 361W, New York, NY 10169 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2021-10-14
NY	RA	APPROVED	2021-10-14

CT RA
APPROVED

Since 2021-10-14
NY RA
APPROVED

Since 2021-10-14

Branch Locations

230 Park Ave - 361W, New York, NY 10169 • UNITED STATES

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Port Jefferson	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Port Jefferson	NY	11/2016	09/2021
Quint Capital	New York	NY	09/2021	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Port Jefferson, NY
11/2016 → 09/2021

Wells Fargo Clearing Services, Llc

Port Jefferson, NY
09/2021 → Present

Quint Capital

New York, NY

Previous Registrations

2008-01-01 → 2021-10-14

Wells Fargo Clearing Services, Llc

Port Jefferson, NY

Port Jefferson, NY
1999-11-03 → 2008-01-01

A. G. Edwards & Sons, Inc.

Port Jefferson, NY

St. Louis, MO

Port Jefferson, NY

Other Businesses

01/01/2013 Selling Car PARTS and racing cars NOT INVESTMENT RELATED; BLUE POINT,NY; INDEPENDENT CONTRACTOR; NUMBER OF HOURS PER MONTH 9; NUMBER OF HOURS DURING TRADING 0;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-19
S63	Uniform Securities Agent State Law Examination	1984-02-07

S65 Uniform Investment Adviser Law Examination

1999-10-19
S63 Uniform Securities Agent State Law Examination

1984-02-07

Other Names

Anthony Gerrad Giordano
Anthony Gerard Giordano

View on SEC IAPD