William Andrew Wimberly

Current Employers

W.A. Wimberly & Associates, Inc.

Madison, MS • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2007-07-06

MS RA
APPROVED

Since 2007-07-06

Branch Locations

Madison, MS • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Jackson	MS	11/2008	08/2018
Corporate Planning Ltd Dba W. A. Wimberly And Associates	Madison	MS	03/1972	Present

11/2008 → 08/2018

Lpl Financial, Llc

Jackson, MS
03/1972 → Present

Corporate Planning Ltd Dba W. A. Wimberly And Associates

Madison, MS

Previous Registrations

2003-04-30 → 2007-07-06

Raymond James Financial Services, Inc.

Jackson, MS

Other Businesses

1. W. A. Wimberly & Associates, Inc., investment related, 113 Sunset Lane, Madison, MS 39110, Insurance (Non-Variable) sales-Sales for FIXED LIFE INSURANCE, LONG TERM DISABILITY AND LTC./President-started in 1972-TIME SPENT appr. 40 hours/month and 40 hours/month during securities trading hours, mainly responsible for sales.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-28
S63	Uniform Securities Agent State Law Examination	1988-08-06

S66 Uniform Combined State Law Examination

2003-04-28
S63 Uniform Securities Agent State Law Examination

1988-08-06

Other Names

Andy Wimberly

View on SEC IAPD