Kelly John Joneson

Current Employers

Optimum Wealth Management, Llc

Pierre, SD • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2016-03-11
SD	RA	APPROVED	2016-03-09
IA	RA	APPROVED	2016-03-08

NE RA
APPROVED

Since 2016-03-11
SD RA
APPROVED

Since 2016-03-09
IA RA
APPROVED

Since 2016-03-08

Branch Locations

Pierre, SD • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Optimum Insurance Solutions	Omaha	NE	05/2014	Present
Optimum Wealth Management, Llc	Pierre	SD	03/2016	Present

05/2014 → Present

Optimum Insurance Solutions

Omaha, NE
03/2016 → Present

Optimum Wealth Management, Llc

Pierre, SD

Previous Registrations

2015-02-24 → 2016-03-07

Gradient Advisors, Llc

Omaha, NE

Arden Hills, MN
2001-02-02 → 2010-12-31

Securities America Advisors, Inc.

Omaha, NE

Omaha, NE

Other Businesses

1) OPTIMUM INSURANCE SOLUTIONS; 5077 S. 174TH ST, OMAHA, NE 68135; INV-RELATED; OWNER AND AGENT; INSURANCE SALES; START 05/2014 2)Mr. Joneson is a fishing guide with Kelly Joneson Guide Service. The activities of this business will include catching and cleaning fish where he will spend 10 hours during trading hours and 5 hours outside of trading hours. 5% of his yearly compensation will derive from this business.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-20
S63	Uniform Securities Agent State Law Examination	1985-03-28

S65 Uniform Investment Adviser Law Examination

1997-01-20
S63 Uniform Securities Agent State Law Examination

1985-03-28

Designations

View on SEC IAPD