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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2011-04-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aetna Life & Casualty | Hartford | CT | 06/1980 | Present |
| The Guardian Life Insurance Company | New York | NY | 10/1994 | Present |
| Park Avenue Securities Llc | Pittsburgh | PA | 05/1999 | Present |
1. LOUIS E. VALLI IRREVOCABLE INSURANCE TRUST-trustee for my brother's life insurance trust Start: 02/12/2008 Address: NA 0 hrs per month Investment related 2. Author- write stories and possibly a novel in the fiction and romance area. Start: 12/01/2020 Address: 214 Abbey Brook Lane Venetia PA 15367 4 total hours per month, 0 during securities trading hours Not investment related No annual compensation
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1991-03-15 |
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