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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-12
TX RA APPROVED_RES 2022-07-14
CT RA APPROVED 2011-01-03
  • NY RA
    APPROVED
    Since 2022-10-12
  • TX RA
    APPROVED_RES
    Since 2022-07-14
  • CT RA
    APPROVED
    Since 2011-01-03

Branch Locations

One Orange Way B1S, Windsor, CT 06095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Ct Storrs CT 09/1972 Present
Voya Financial Advisors Windsor CT 09/2014 Present
  • 09/1972 → Present
    University Of Ct
    Storrs, CT
  • 09/2014 → Present
    Voya Financial Advisors
    Windsor, CT
Previous Registrations
  • 2001-01-09 → 2011-01-03
    Voya Financial Partners, Llc
    Windsor, CT
    Glastonbury, CT
Other Businesses

NAME OF ENTITY: University of CT Athletic Dept; No; 1 GAMBEL PAVILION; STORRS; CT; 6268; NCAA athletic dept; chief press stewart, pt employee; 9/1/1972; 10; 0; assist sports information director| NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; ONE ORANGE WAY; WINDSOR; CT; 6095; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/1/2011; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.| SECONDARY MARKET TICKET SALES POSITION: seller NATURE: secondary market ticket sales through the University of Connecticut. I sell extra tickets which I procure through my relationship as a donor to the University of Connecticut Athletic Department. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 4, Dunellen, Cromwell CT 06416, United States DESCRIPTION: seller of my personal extra sporting tickets

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-05-05
  • S66 Uniform Combined State Law Examination
    1998-05-05
Designations
Other Names
  • Robert A Klein

View on SEC IAPD

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