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437 Newman Springs Road, Lincroft, NJ 07738 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-07-03 |
| FL | RA | APPROVED | 2024-07-02 |
| TX | RA | APPROVED | 2024-06-28 |
Branch Locations
1400 Computer Drive, Suite 201, Westborough, MA 01581 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Norwell | MA | 08/2013 | 01/2017 |
| Raymond James Financial Services, Inc. | Westborough | MA | 01/2017 | 06/2024 |
| Boston Harbor Wealth Advisors, Llc | Action | MA | 01/2017 | 10/2018 |
| Raymond James Financial Services Advisors Inc. | Westborough | MA | 03/2017 | 06/2024 |
| Financial Independence Advisors | Westborough | MA | 01/2017 | Present |
| Pensionmark Financial Group | Santa Barbara | CA | 06/2024 | Present |
| World Investments, Inc. | Lincroft | NJ | 06/2024 | Present |
1. Rental Property; Non-Investment Related; 66 Brockton Ave, Scituate, MA 02066; Residential Property; Owner; 8/1/22; 1 hour per month; 0 hours during trading hours; Collecting rent and arranging for occasional home repairs. 2. Various; Investment Related; Palm City, FL 34990; Life, Health, Disability long-term care and annuity insurance; Insurance Agent; Insurance Agent; 6/27/2024; 0 hours per month; 0 hours during trading hours; Licensed to sell life, health, disability, long-term care, and annuity insurance. Not currently selling but may do so in the future. 3. Rock Junior Golf; Non-Investment Related; 168 Concord Street, Rockland, MA 02370; Junior Golf Business; Partner; 6/17/2024; 1 hour per month; 0 hours during trading hours; Run payroll weekly from June through mid-August.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-08 |
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