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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-11-20 |
| CT | RA | APPROVED | 2023-06-29 |
| FL | RA | APPROVED | 2023-04-09 |
Branch Locations
1261 Post Rd, Ste 100, Fairfield, CT 06824 • United States
24 Deep Creek Trail, Arden, NC 28704 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Fairfield | CT | 09/2014 | 06/2021 |
| Cetera Wealth Services, Llc | El Segundo | CA | 06/2021 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
(1) NAME OF ENTITY:RETIREMENT INCOME RESOURCES, LLC; Yes; SAME AS REGISTERED LOCATION; FINANCIAL SERVICES/DBA; PRESIDENT/OWNER; 9/1/2008; 160; 120; SALE AND SERVICE INSURANCE,SECURITIES AND INVESTMENT PRODUCTS.| (2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; SAME AS REGISTERED LOCATION; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 8/22/2008; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-02-15 |
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