Harold Andrew Clark

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
AR	RA	APPROVED	2018-11-02

AR RA
APPROVED

Since 2018-11-02

Branch Locations

Jonesboro, AR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Clark Financial Svs	Jonesboro	AR	08/1981	Present
Transamerica Financial Advisors, Inc.	Los Angeles	CA	01/2009	11/2018
Signator Investors, Inc.	Jonesboro	AR	05/2016	11/2018
Royal Alliance Associates, Inc.	Jonesboro	AR	11/2018	06/2023
Osaic Wealth, Inc.	Jonesboro	AR	06/2023	Present

08/1981 → Present

Clark Financial Svs

Jonesboro, AR
01/2009 → 11/2018

Transamerica Financial Advisors, Inc.

Los Angeles, CA
05/2016 → 11/2018

Signator Investors, Inc.

Jonesboro, AR
11/2018 → 06/2023

Royal Alliance Associates, Inc.

Jonesboro, AR
06/2023 → Present

Osaic Wealth, Inc.

Jonesboro, AR

Previous Registrations

2016-05-13 → 2018-11-02

Signator Investors, Inc.

Jonesboro, AR

Huntington Beach, CA
2010-06-10 → 2016-05-13

Transamerica Financial Advisors, Llc

Huntington Beach, CA

Jonesboro, AR
2000-01-25 → 2008-12-31

Osaic Fa, Inc.

Jonesboro, AR

Jonesboro, AR

Other Businesses

1. RENTAL PROPERTY POSITION: Owner NATURE: Commercial Office Space INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2024 ADDRESS: 1810 EXECUTIVE SQUARE, JONESBORO AR 72401, United States DESCRIPTION: Landlord

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-01-16

S63 Uniform Securities Agent State Law Examination

1984-01-16

Designations

Other Names

Harold A Clark

View on SEC IAPD