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15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-10-18 |
Branch Locations
715 W Jenks St Suite 0, Jenks, OK 74037 • United States
15110 Dallas Parkway Suite 500, Dallas, TX 75248 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor, Townsend & Kent | Horsham | PA | 10/1999 | 10/2023 |
| Lpl Financial Llc | Jenks | OK | 10/2023 | Present |
| Advisor Resource Council Llc | Dallas | TX | 10/2023 | 03/2024 |
| Advisor Resource Council Llc | Dallas | TX | 03/2024 | Present |
1) 09/22/2023 - 360 WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 09/22/2023 - CATHOLIC CHARITIES OF ESTERN OKLHOMA - Act in a Fiduciary Capacity - Retreat Coordinator - OK 7411 - Non investment related - 15 Hours per month - Start date: 4/14/2023. 3) 09/22/2023 - OAK CAPITAL GROUP - Business Entity For Tax/Investment Purposes Only - Pass-through for securities business revenue - Non investment related - 40 Hours per month - Start date: 11/1/2023. 4) 09/22/2023 - Non-Variable Insurance - Selling: Fixed Life, Long Term Care, Fixed Annuities, SPIA, Simplicity Group, Penn Mutual - OK 74115 - Investment related - 40 Hours per month - Start date: 1/9/1982. 5) 10/24/2023 - ADVISOR RESOURCE COUNCIL - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/01/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 11/14/2023 - 360 WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 11/1/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through Advisor Resource Council, an independent investment advisor firm. I started this business activity in 11/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-07-09 |
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