Steven Walter Hiorns

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-07-08
RI	RA	APPROVED	2014-03-17
FL	RA	APPROVED	2014-03-12

TX RA
APPROVED_RES

Since 2015-07-08
RI RA
APPROVED

Since 2014-03-17
FL RA
APPROVED

Since 2014-03-12

Branch Locations

Naples, FL • United States

1 Technology Drive, Westborough, MA 01581 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Westborough	MA	06/2009	Present
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney Llc

Westborough, MA
01/2015 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-03-11
S63	Uniform Securities Agent State Law Examination	1983-07-26

S65 Uniform Investment Adviser Law Examination

2014-03-11
S63 Uniform Securities Agent State Law Examination

1983-07-26

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Reviews