Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-30
  • TX RA
    APPROVED
    Since 2025-09-30

Branch Locations

3030 Lyndon B Johnson Fwy Suite 1640, Dallas, TX 75234 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

3030 Lyndon B Johnson Fwy Suite 1640, Dallas, TX 75234 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Dallas TX 01/2004 10/2019
Cambridge Investment Research, Inc. Fairfield IA 10/2019 09/2025
Cambridge Investment Research Advisors, Inc. Fairfield IA 10/2019 09/2025
Lpl Financial Llc Dallas TX 09/2025 Present
Previous Registrations
  • 2019-10-07 → 2025-10-23
    Dallas, TX
    Dallas, TX
  • 2004-01-05 → 2019-10-11
    Fsc Securities Corporation
    Dallas, TX
  • 1983-08-19 → 2003-12-31
    Cetera Wealth Services, Llc
    Dallas, TX
Other Businesses

1- 08/2025 / JOSEPH GIANGIULIO INDEPENDENT AGENT / Non-Variable Insurance / Investment Related / 4 hrs mth / 1 hr during trading / Dallas TX / Start date: 01/01/1983 2- 08/2025 / J GIANGIULIO LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / Dallas TX / Start date: 01/01/1990 3- 08/2025 / LPC Wealth Management, LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 4- 08/2025 / Enjoy LTD. / Business Entity For Tax/Investment Purposes Only / Investment Related / Dallas, TX / Start date: 01/01/1990 5- 08/2025 / JOSEPH GIANGIULIO CPA, / Tax Prep/Accounting/CPA / Investment Related / 10 hrs mth / 3 hrs during trading / Dallas, TX / Start date: 01/01/1982

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-21
S63 Uniform Securities Agent State Law Examination 1983-07-08
  • S66 Uniform Combined State Law Examination
    2004-06-21
  • S63 Uniform Securities Agent State Law Examination
    1983-07-08
Other Names
  • Joseph Giangiulio

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor