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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co, Inc | Hutchinson | KS | 03/1990 | 01/2020 |
| Waddell & Reed, Inc. | Hutchinson | KS | 01/2020 | Present |
| Various Insurance Carriers For W&R Insurance Agencies | Hutchinson | KS | 01/2020 | Present |
| Reno County Historical Society | Hutchinson | KS | 01/2016 | Present |
| Rental House | Hutchinson | KS | 02/2013 | Present |
| Lpl Financial Llc | Haven | KS | 07/2021 | Present |
1- 11/23/2021 - Start Date 01/2012 / Real Estate Rental / HUTCHINSON KS / 1 HR MNTH / Investment Related 2- 11/23/2021 - Start Date 01/1986 / ALTRUSA INTERNATIONAL INC OF HUTCHINSON KS / Other / 2 HR MNTH / Hutchinson, KS 3- 09/13/2024 - WisdomPath Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/15/2024 - 160 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-04-20 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-18 |
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