Francis Terrence Noonan

Current Employers

Employment History

• 09/1990 → 07/2025
  American United Life Insurance Company
  Indianapolis, IN
• 01/1991 → Present
  Bauman, Noonan And Associates (Self)
  Parsippany, NJ
• 12/1991 → 07/2025
  Cadaret, Grant & Co., Inc.
  Cedar Knolls, NJ
• 01/1999 → 07/2025
  Francis Noonan-Sole Prop Dba Personal Financial Specialists
  Cedar Knolls, NJ
• 07/2025 → Present
  Lpl Financial Llc
  Cedar Knolls, NJ

Previous Registrations

• 2005-04-20 → 2025-12-31
  Personal Financial Specialists
  Parsippany, NJ
• 1998-01-05 → 2025-05-06
  Cadaret, Grant & Co., Inc.
  Cedar Knolls, NJ
  Syracuse, NY
  Syracuse, NY
  Syracuse, NY

Other Businesses

1. 07/10/2025- Personal Financial Specialists- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 01/11/1991- 100 Hours Per Month- 50 Hours During Trading 2. 07/10/2025- Bauman, Noonan and Associates- Third Party Administrator (TPA)- INV Related- At Reported Business Location(s)- Start date 09/06/1995- 150 Hours Per Month- 140 Hours During Trading 3. 07/18/2025 - Personal Financial Specialists - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 11/05/1998 - 100 hours per month/ 50 hours during trading - I provide investment advisory services through Personal Financial Specialists, an independent investment advisor firm. I started this business activity in 11/1998. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-29
• S63 Uniform Securities Agent State Law Examination
  1987-04-21

Designations

Other Names

• Francis Terrence Noonan
• Terry Noonan
• Francis Terrance Noonan