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John Cleveland Pernell

Polaris Investment Partners, Inc

Mount Pleasant, SC

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Current Employers
Polaris Investment Partners, Inc

825 Lowcountry Blvd Ste 206, Mount Pleasant, SC 29464 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-12-15
  • SC RA
    APPROVED
    Since 2025-12-15

Branch Locations

825 Lowcountry Blvd Ste 206, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Polaris Investment Partners Inc. Mount Pleasant SC 11/1990 Present
Polaris Private Managers, Ltd. Mount Pleasant SC 10/1990 Present
Polaris Offshore Partners, Llc Johns Island SC 10/1996 04/2018
Polaris Private Placements, Llc Mount Pleasant SC 05/2017 Present
  • 11/1990 → Present
    Mount Pleasant, SC
  • 10/1990 → Present
    Polaris Private Managers, Ltd.
    Mount Pleasant, SC
  • 10/1996 → 04/2018
    Polaris Offshore Partners, Llc
    Johns Island, SC
  • 05/2017 → Present
    Polaris Private Placements, Llc
    Mount Pleasant, SC
Previous Registrations
Other Businesses

POLARIS PRIVATE MANAGERS, LTD. INVESTMENT RELATED--Acts as General Partner or business manager of private funds. The Adviser & this firm operate as a single advisory business under common control. Mr. Pernell is CEO of both firms since 1990. Mount Pleasant, SC POLARIS PRIVATE PLACEMENTS, LLC ("PPP") INVESTMENT RELATED--A limited-purpose FINRA BD approved to sell private funds in primary distributions and conduct private placement of securities. Business and potential clients targeted are distinct from the Adviser, Polaris Investment Partners, Inc. If an Adviser client should choose to participate in a PPP transaction via Mr. Pernell in his BD capacity, specific costs would be explained, and Mr. Pernell would be committed to acting in an Adviser client's best interest at all times. Mr. Pernell is Managing Director, CCO, and a Registered Representative. Mount Pleasant, SC

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-07-15
  • S63 Uniform Securities Agent State Law Examination
    1983-07-15
Other Names
  • John Cleveland Pernell

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