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825 Lowcountry Blvd Ste 206, Mount Pleasant, SC 29464 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-12-15 |
Branch Locations
825 Lowcountry Blvd Ste 206, Mount Pleasant, SC 29464 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Polaris Investment Partners Inc. | Mount Pleasant | SC | 11/1990 | Present |
| Polaris Private Managers, Ltd. | Mount Pleasant | SC | 10/1990 | Present |
| Polaris Offshore Partners, Llc | Johns Island | SC | 10/1996 | 04/2018 |
| Polaris Private Placements, Llc | Mount Pleasant | SC | 05/2017 | Present |
POLARIS PRIVATE MANAGERS, LTD. INVESTMENT RELATED--Acts as General Partner or business manager of private funds. The Adviser & this firm operate as a single advisory business under common control. Mr. Pernell is CEO of both firms since 1990. Mount Pleasant, SC POLARIS PRIVATE PLACEMENTS, LLC ("PPP") INVESTMENT RELATED--A limited-purpose FINRA BD approved to sell private funds in primary distributions and conduct private placement of securities. Business and potential clients targeted are distinct from the Adviser, Polaris Investment Partners, Inc. If an Adviser client should choose to participate in a PPP transaction via Mr. Pernell in his BD capacity, specific costs would be explained, and Mr. Pernell would be committed to acting in an Adviser client's best interest at all times. Mr. Pernell is Managing Director, CCO, and a Registered Representative. Mount Pleasant, SC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-07-15 |
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