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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-04-26
  • TX RA
    APPROVED
    Since 2022-04-26

Branch Locations

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Houston TX 05/2009 11/2016
Wells Fargo Clearing Services, Llc Houston TX 11/2016 03/2022
Lpl Financial Houston TX 04/2022 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Houston, TX
  • 11/2016 → 03/2022
    Houston, TX
  • 04/2022 → Present
    Lpl Financial
    Houston, TX
Previous Registrations
  • 2008-01-01 → 2022-03-30
    Houston, TX
    Houston, TX
  • 2002-08-22 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Houston, TX
    St. Louis, MO
    Houston, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-07-20
  • S63 Uniform Securities Agent State Law Examination
    1983-07-20
Other Names
  • M. Jane Muse
  • Jane Muse

View on SEC IAPD

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