Joseph Joseph Aliotta

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2024-10-11

NY RA
APPROVED

Since 2024-10-11

Branch Locations

1400 Sweet Home Road Suite 7, W. Amherst, NY 14228 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
The Goodbar Restaurant Inc	Buffalo	NY	06/1976	Present
Carroll Financial Services	Niagara Falls	NY	08/1991	Present
American Portfolios Financial Services, Inc.	Holbrook	NY	02/2006	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

06/1976 → Present

The Goodbar Restaurant Inc

Buffalo, NY
08/1991 → Present

Carroll Financial Services

Niagara Falls, NY
02/2006 → 10/2024

American Portfolios Financial Services, Inc.

Holbrook, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2021-04-20 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

CARROLL FINANCIAL SERVICES POSITION: Agent NATURE: Independent Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2024 ADDRESS: 1400 Sweet Home Rd Ste 7 Amherst NY 14228 DESCRIPTION: Sell life insurance and fixed annuities

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1984-12-06

S63 Uniform Securities Agent State Law Examination

1984-12-06

View on SEC IAPD

Current Employers

Osaic Wealth, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

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